Capital Markets Compliance & Risk Lead
Posted Jun 15 · 0 applicants
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The role in plain words
This role involves managing and leading SOX 404 engagements, risk assessments, and SOC 1 / ISAE engagements for financial institutions. The day-to-day work includes analyzing business processes, implementing financial regulations, and integrating data analytics methodologies to identify anomalies. You will also coordinate with IT and business stakeholders and prepare reports related to financial services.
- SOX 404 engagements, risk assessments, and analysis of business processes
- SOC 1 / ISAE engagements, including scoping, control mapping, and report preparation
- Data Analytics methodologies (SQL / Excel / SAS)
- 2–4 years of experience in consulting within financial institutions or in process consulting / SOX, preferably at a Big 4 firm
- Strong project and client management skills, excellent business writing capabilities, and experience presenting to senior stakeholders
Extracted from the job description · kept up to date automatically
Who this suits
This role suits professionals with 2 to 4 years of experience in consulting within financial institutions or process consulting, particularly those with strong project management skills and fluency in Hebrew and English. It is less ideal for those without experience in SOX compliance or those lacking the ability to present to senior stakeholders.
Full job description
Original listing · kept for referenceWe Are KPMG Israel KPMG Israel is more than a professional services firm, we are a community of people driven by impact. As a leading firm providing Audit, Tax, and Advisory services, and part of one of the world’s largest global networks, we work with the most influential organizations in the market, combining deep expertise, innovation, and advanced technology. We are guided by integrity, responsibility, and forward thinking in everything we do. Our people are at the center, with space to lead, grow, and build meaningful careers in a collaborative environment that connects personal success with real value for business and society. We are looking for a manager to join our Capital Markets Risk Management practice. This is a unique opportunity to work with leading financial institutions, including banks, credit card companies, investment houses, FinTech companies, and more. Key Responsibilities • Manage and lead SOX 404 engagements, risk assessments, and analysis of business processes within financial institutions • Lead SOC 1 / ISAE engagements, including scoping, control mapping, coordination with IT and business stakeholders, and preparation of reports related to financial services • Analyze and implement financial regulations in Israel and globally (capital markets/banking), including aligning processes and controls • Integrate Data Analytics methodologies (SQL / Excel / SAS) to identify anomalies and generate insights This position is open to all candidates. We are committed to diversity and inclusion, and we believe it drives strength, growth, and continuous learning. We promote an inclusive environment and empower both women and men equally.
Requirements: • 2–4 years of experience in consulting within financial institutions or in process consulting / SOX, preferably at a Big 4 firm • Strong project and client management skills, excellent business writing capabilities, and experience presenting to senior stakeholders • Fluent Hebrew and English (high level required) Nice to Have • Familiarity with business processes in capital markets / banking and common industry methodologies
Questions about this role
- This listing did not state a salary. We only show pay when the employer publishes it.
- SOX 404 engagements, risk assessments, and analysis of business processes, SOC 1 / ISAE engagements, including scoping, control mapping, and report preparation, Data Analytics methodologies (SQL / Excel / SAS), 2–4 years of experience in consulting within financial institutions or in process consulting / SOX, preferably at a Big 4 firm, Strong project and client management skills, excellent business writing capabilities, and experience presenting to senior stakeholders